Downstate Health Sciences University (Downstate's) Commitment to Compliance
The seven elements listed below represent the components of an effective compliance program, as described by Federal and State authorities.
|Mandated Compliance Program Elements||SUNY Downstate Compliance Program|
|Written Policies and Procedures||Click on the link above to view Downstate's Compliance Program Document - which introduces
Downstate's Code of Ethics and Business Conduct.
See also Compliance Policies & Procedures page.
|Oversight: Compliance Officer & Committee||Chief Compliance, Audit & Internal Control Officer Compliance and Audit Oversight Committee|
|Training and Education||General and Specific Education and Training|
|Open lines of Communication to the Compliance Office||OCAS Table of Organization provides contact information for direct communication.See also Contact Us / Ask a Question menu option.|
|Enforcement & Discipline||Compliance Reporting, Inquiries & Investigations policy requires participation in Downstate's Compliance Program and requires all individuals associated with Downstate to abide by it's directives. Concerns of non-compliance must be reported in good faith.|
|Identifying Compliance Risk Areas / Auditing and Monitoring||Annual Compliance and Audit Work Plan|
|Open Lines of Communication (Hot-Line), Non-intimidation/Non-retaliation||Compliance Line (877)-349-SUNY &
www.downstate.edu “Compliance Line” link, Reporting System
|Response, Corrective Action, Enforcement and Discipline||Investigation/Response, Remediation|